Senior Associate – AML/KYC (Fund Administration)
Company Description
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets and energy assets. Our client base is growing, and our existing clients are engaging the firm across the spectrum of our services offerings.
Job Description
This position will work Eastern or Central Time Zone hours - successful candidates will be US based in the New York/New Jersey area, Chicago, Dallas, or Houston.
- Verify accuracy of investor level AML/KYC reviews
- Lead investment level AML/KYC reviews
- Utilize proprietary AML/KYC software to manage investor and investment reviews
- Coordinate with both onshore and offshore resources to efficiently complete AML/KYC reviews
- Ensure reviews are completed before or by client deadlines
- Maintain detailed knowledge of all current reviews
- Support clients with multiple Private Equity funds within various industries
- Communicate with clients, investors, and client legal counsels via email
- Handle daily/routine client information requests and fulfill ad-hoc requests as needed
- Review proprietary software and internal files to ensure proper record keeping
- Oversee offshore resources on a day to day basis to ensure standards are met and operating according to client’s process
- Assess operational effectiveness and make suggestions for process development
Qualifications
- Two plus year experience in private equity, AML/KYC, or a combination of experience at an alternative asset investment firm
- Analytical skills relating to AML/KYC
- Bachelor's degree
- Ability to provide exceptional client service
- Ability to collaborate with others in a team environment, provide and accept constructive feedback
- Ability to produce high quantity of work product with accuracy and extreme attention to detail
- Effective and professional communication, especially written communication
- Ability to manage multiple demands and competing deadlines
- Ability to work overtime as needed to meet deadlines
- Experience in or desire to manage and train offshore resources
- Advanced knowledge of Microsoft Outlook, Excel, Word preferred
Additional Information
Salary based on experience and location ($70,000-$85,000) and full benefits package offered.
#LI-HYBRID
Average salary estimate
If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.
Join IQEQ as a Manager in Middle Office Hedge Fund Operations, dedicated to supporting one of our premiere clients in a full-time onsite capacity.
Join IQ-EQ as an Investor Services Manager where you'll lead a team focused on exceptional client service and compliance excellence.
Support investment performance accuracy and process improvements as an Information Management Analyst at Bank of America.
Seeking a dynamic VP of Financial Planning to lead financial strategy and operations while ensuring compliance and driving growth for FCC Compliance Solutions.
Influence the trajectory of Walmart’s eCommerce ventures as the Senior Director of Finance, leading a team committed to innovative financial strategies.
Become a part of Apple's commitment to excellence as a Senior Financial Analyst in the AppleCare Finance team, driving critical cost analysis and decision-making processes.
Elevate your career as a Team Lead in Asset-Based Lending at IDB Bank, driving impactful business outcomes and leading a dynamic team in New York.
CoinTracker, a leading crypto portfolio and tax platform, is hiring a Crypto Tax Analyst with CPA or tax attorney expertise to enhance tax accuracy and content quality.
Join LexisNexis IP as a Senior Financial Analyst to drive impactful financial strategies in a hybrid work environment.
Join Kingspan as a Finance Associate and embark on a rewarding career in a dynamic global environment.
Abercrombie & Fitch Co. is looking for a detail-oriented Internal Auditor who thrives in a fast-paced environment to support their audit efforts.
Join Good Inside as a Senior Manager, Strategic Finance and play a pivotal role in steering financial strategies for a mission-driven tech company transforming parenting.
Exciting opportunity as a Financial Controller - Analyst to manage complex financial reconciliations and controls within a leading global financial firm’s Emerging Markets group.
Join Kraft Heinz as a Senior Financial Analyst to support revenue growth management while collaborating across various departments.
Join American Express as a Manager in Market & Liquidity Risk Governance, where your leadership will drive strategic initiatives and ensure effective risk management.
Our mission is to be the best we can be for our clients but equally important for our people. Our culture allows people to grow, express themselves and be authentic. We provide opportunities so you can build connections and develop your career i...
101 jobsSubscribe to Rise newsletter
🔮
Hi, I'm Risa! Your AI Career Copilot
you, just ask me below!
