Compliance - Assistant Vice President / Vice President
Skills
- Knowledge of KYC and AML regulations
- Project management skills
- Excellent verbal communication
- Collaboration skills
- Ability to thrive in fast-paced environments
Responsibilities
- Review AML and KYC documentation, client communications, and ongoing monitoring.
- Perform compliance testing and monitoring.
- Collaborate across business lines to provide compliance guidance for new initiatives.
- Update policies and procedures based on regulatory developments.
- Conduct company-wide training to meet regulatory obligations.
- Assist with audits and inquiries from regulatory authorities.
Education
- Bachelor's degree in Finance or related field
- JD is a plus
Benefits
- Competitive salary
- Equity for full-time employees
- Annual performance bonus
- Employer matched retirement plan
- Subsidized healthcare with dental and vision
- Unlimited paid time off
- Parental leave
Average salary estimate
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