Associate, Investigations Diligence and Compliance - Specialist

We are looking for an Associate to support financial crime advisory engagements. Financial crime advisory candidates should have a clear understanding of the Bank Secrecy Act, and its execution in business-as-usual activities at financial institutions. Responsibilities for financial crime advisory projects will include the mitigation of transaction monitoring alerts, mitigation of watch list filtering alerts, and mitigation of blockchain alerts. In addition, the associate will be responsible for assisting in other financial crime advisory projects as part of a team that may include: Transaction Monitoring Model Validations, AML Program reviews, and Know Your Customer assignments. Specific responsibilities may include:

Day-to-day Responsibilities:

• Conduct reviews of alerts related to client/transaction activity generated by the automated transaction monitoring system.
• Escalate potentially suspicious activity to the Transaction Monitoring Manager.
• Review and investigate transaction patterns utilizing the transaction monitoring tool, internal Customer Due Diligence tool and third-party sources.
• Document investigation steps performed, recommend cases for SAR/No SAR decisions, and document the rationale for the ultimate decision reached.
• Conduct reviews of Know Your Customer files for periodic updates.
• Conduct reviews of policy and procedure documentation supporting a robust BSA/ AML Program.

Essential Traits:

• 1+ years of experience within the Financial Crime/ AML Compliance Industry. 
• Demonstrated experience with Transaction Monitoring, Watch List Filtering alert mitigation.
• Demonstrated experience and knowledge of banking and compliance systems. 
• Demonstrated experience working in a results-driven environment within a team environment. 
• Strong organizational, interpersonal, and presentation skills. 
• Effective communication, and customer service skills. 
• Strong analytical, attention to detail, organizational, and core project management skills. 

Preferred skills:

• Prior professional services/consulting firm experience

About Kroll 

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with innovative technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you will contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore, and maximize our clients’ value? Your journey begins with Kroll. 

To be considered for a position, you must formally apply via careers.kroll.com.

We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age, or disability.

Salary range for this positions is $50,000 - $90,000 USD

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